Strict regulations behind a low number of RIAs in India: Tuhin Kanta Pandey | Stock Market News

Strict regulations behind a low number of RIAs in India: Tuhin Kanta Pandey | Stock Market News

Source: Live Mint High entry barriers and challenges faced by registered investment advisors (RIAs) are among the factors keeping people from taking up the profession in India, said Tuhin Kanta Pandey, chairperson, Securities and Exchange Board of India (Sebi), on Saturday. Though the capital markets regulator has rationalized RIA regulations, the current rules still make…

Read More
Sebi can’t adopt a sledgehammer approach for F&O trading: Tuhin Kanta Pandey | Stock Market News

Sebi can’t adopt a sledgehammer approach for F&O trading: Tuhin Kanta Pandey | Stock Market News

Source: Live Mint Indian capital market is complex, and the regulator cannot adopt a sledgehammer approach by imposing a threshold-based curbs on retail investors for trading in futures and options (F&O), said Tuhin Kanta Pandey, chairperson, Securities and Exchange Board of India (Sebi), on Saturday. “Any regulator in any sector needs to balance these two…

Read More
Finfluencers registered as MF distributors may face Sebi scrutiny

Finfluencers registered as MF distributors may face Sebi scrutiny

Source: Live Mint MUMBAI : Financial influencers registered with the Association of Mutual Funds in India (Amfi) may face scrutiny from the market regulator as it continues cracking down on social media creators spreading financial misinformation. The regulator is looking at harmonising the advertisement code for different types of Sebi-regulated entities, Tuhin Kanta Pandey, chairperson,…

Read More
Sebi eases rules for foreign investors, alternative investment funds | Stock Market News

Sebi eases rules for foreign investors, alternative investment funds | Stock Market News

Source: Live Mint Mumbai: The Securities and Exchange Board of India (Sebi) has relaxed its rules for foreign portfolio investors, alternative investment funds, and registered investment advisors amid increasing cash equity market trading volumes. In its first board meeting under new chairperson Tuhin Kanta Pandey on Monday, India’s markets regulator increased the investment threshold for…

Read More
Enhanced transparency, optimum regulation, balanced reforms: promises Sebi’s new chief | Stock Market News

Enhanced transparency, optimum regulation, balanced reforms: promises Sebi’s new chief | Stock Market News

Source: Live Mint India’s new securities markets regulator, Tuhin Kanta Pandey, pledged to address the concerns of foreign investors, pursue ‘optimum regulation’, and enhance transparency—only to leave market experts wanting more. Pandey, who took over from Madhabi Puri Buch as the chairperson of the Securities and Exchange Board of India on 1 March, said a…

Read More
SEBI to boost transparency, including on board conflicts, says new chairman Tuhin Kanta Pandey | Stock Market News

SEBI to boost transparency, including on board conflicts, says new chairman Tuhin Kanta Pandey | Stock Market News

Source: Live Mint MUMBAI – India’s markets regulator will improve transparency in its functioning, including by revealing any conflicts of interest of its board members, as a way to build trust, Chairperson Tuhin Kanta Pandey said on Friday. Veteran finance ministry bureaucrat Pandey last week replaced Madhabi Puri Buch as the chief of the Securities…

Read More
Tuhin Kanta Pandey assumes charge as Sebi chairperson | Stock Market News

Tuhin Kanta Pandey assumes charge as Sebi chairperson | Stock Market News

Source: Live Mint Tuhin Kanta Pandey took over as the 11th chairperson of the Securities and Exchange Board of India (Sebi) on Saturday afternoon, marking a significant transition at the helm of the market regulator.  Pandey’s appointment comes when the Indian capital markets face significant challenges, with foreign institutional investors (FII) withdrawing over ₹1 trillion…

Read More
Tuhin Kanta Pandey appointed new SEBI Chairperson for 3-year term, Finance Secy to succeed Madhabi Puri Buch | Stock Market News

Tuhin Kanta Pandey appointed new SEBI Chairperson for 3-year term, Finance Secy to succeed Madhabi Puri Buch | Stock Market News

Source: Live Mint India’s Finance Secretary, Tuhin Kanta Pandey, has been appointed the 11th chairperson of the capital market regulator, the Securities and Exchange Board of India (SEBI), for a three-year term. The seasoned finance bureaucrat will replace Madhabi Puri Buch as SEBI chief, who will complete her three-year tenure as SEBI’s first woman chairperson…

Read More