The FinTech Hub
Source: Live Mint The Securities and Exchange Board of India (Sebi) has proposed a new online system to improve the monitoring and supervision of stockbrokers’ system audits. This proposal, aimed at enhancing audit quality and accountability, will create a web-based platform for stock exchanges to oversee the system audit process for brokers in real-time. It…
Source: Live Mint Markets regulator Securities and Exchange Board of India (Sebi) has recently identified several concerns plaguing the SME space such as misuse of IPO proceeds, fund diversion, promoter exits and market misconduct. These issues pose threats to investor protection and market integrity. A Sebi analysis reveals that many SMEs have engaged in substantial…
Source: Live Mint The Indian market offers diverse avenues for portfolio diversification, including alternative investments such as portfolio management services (PMS) and alternate investment funds (AIFs). Equity investments, for instance, have delivered an impressive average annual return of 15% over the past five years, outperforming most major economies. Mutual funds also remain a popular choice,…
Source: Business Standard 2 min read Last Updated : Sep 27 2024 | 5:14 PM IST Boutique investment firm GQG Partners has settled charges of potential violations of whistleblower rules with the Securities and Exchange Commission (SEC)—the regulatory body in the United States—by paying a $500,000 penalty. The securities regulator, in a statement…
Source: Business Standard Mumbai: A man passes by a BSE (Bombay Stock Exchange) logo inside the Bombay Stock Exchange building, in Mumbai, Monday, Aug. 12, 2024. (Photo: PTI) 4 min read Last Updated : Sep 16 2024 | 3:28 PM IST BSE, MCX share price today: Shares of the Bombay Stock Exchange (BSE) zoomed…
