December 22, 2024

Securities and Exchange Board of India

SEBI tightens SME IPO listing norms, declares setting up of performance validation agency ‘PaRRVA’ | Stock Market News

SEBI tightens SME IPO listing norms, declares setting up of performance validation agency ‘PaRRVA’ | Stock Market News

TheSpuzz Desk01 mins

Source: Live Mint SEBI Board Meeting Outcome: Capital markets regulator Securities and Exchange Board of India (SEBI) conducted its board meeting on Wednesday, December 18, and tightened the stock exchange listing norms of small-and-medium enterprises’ initial public offerings (SME IPOs). The market watchdog also announced setting up of a performance validating agency called ‘PaRRVA’. Read…

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Sebi tightens ODI guidelines to curb speculation and improve market integrity | Stock Market News

Sebi tightens ODI guidelines to curb speculation and improve market integrity | Stock Market News

TheSpuzz Desk08 mins

Source: Live Mint The market regulator has introduced new regulations seeking a clear segregation of offshore derivative instruments (ODIs) and foreign portfolio investors (FPIs) and mandated more disclosures to reduce systemic risks in India’s capital markets. ODIs are investment vehicles that allow overseas investors to gain exposure to Indian equities or equity derivatives. While the…

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Over ₹1 trillion of AIF investments circumventing rules, says Sebi’s Anant Narayan G | Stock Market News

Over ₹1 trillion of AIF investments circumventing rules, says Sebi’s Anant Narayan G | Stock Market News

TheSpuzz Desk09 mins

Source: Live Mint India’s market regulator has found that investments worth more than ₹1 trillion by alternative investment funds (AIFs) were circumventing regulations, underscoring the need for a more robust investor protection-oriented approach, according to wholetime member Ananth Narayan G. “Out of the five trillion of actual drawdown, around one trillion of investment has been…

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Not mandatory to register as specified digital platform, clarifies Sebi | Stock Market News

Not mandatory to register as specified digital platform, clarifies Sebi | Stock Market News

TheSpuzz Desk03 mins

Source: Live Mint Mumbai: The market regulator has clarified that it is neither mandatory for digital platforms to seek recognition as a ‘specified digital platform’, nor are they directly governed by Sebi regulations. The Securities and Exchange Board (Sebi) had on 29 August said that regulated individuals or entities, such as stock exchanges, clearing corporations,…

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Trafiksol IPO: SEBI cancels listing after probe; SME ordered to refund investor’s money within one week | Stock Market News

Trafiksol IPO: SEBI cancels listing after probe; SME ordered to refund investor’s money within one week | Stock Market News

TheSpuzz Desk010 mins

Source: Live Mint Trafiksol IPO: Capital markets regular Securities and Exchange Board of India (SEBI) on Tuesday, December 3, ordered Trafiksol ITS Technologies Ltd to refund investor’s money worth ₹45 crore within one week after halting the share listing of the SME IPO. The market watchdog also directed the Bombay Stock Exchange (BSE) in its…

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Sebi proposes online monitoring framework for stockbroker audits | Stock Market News

Sebi proposes online monitoring framework for stockbroker audits | Stock Market News

TheSpuzz Desk05 mins

Source: Live Mint The Securities and Exchange Board of India (Sebi) has proposed a new online system to improve the monitoring and supervision of stockbrokers’ system audits. This proposal, aimed at enhancing audit quality and accountability, will create a web-based platform for stock exchanges to oversee the system audit process for brokers in real-time. It…

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Sebi crackdown against bond platforms may have revealed a regulatory gap

Sebi crackdown against bond platforms may have revealed a regulatory gap

TheSpuzz Desk010 mins

Source: Live Mint The Securities and Exchange Board of India restrained three unregistered online platforms—altGraaf, Tap Invest and Stable Investments — from offering privately placed unlisted non-convertible debentures for public subscription, according to the regulator’s interim order on 18 November. Sebi cited the violation of norms that treat any issue with over 200 investors as…

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SEBI to ensure seamless trading: BSE, NSE to act as alternative trading venue on outage on one exchange | Stock Market News

SEBI to ensure seamless trading: BSE, NSE to act as alternative trading venue on outage on one exchange | Stock Market News

TheSpuzz Desk04 mins

Source: Live Mint Capital markets regulator Securities and Exchange Board of India (SEBI), on Thursday, November 28, announced measures to ensure seamless trading during technical outages, particularly in interoperable segments such as equities, derivatives, and currency markets on stock exchanges. The measures aim to strengthen the business continuity and disaster recovery mechanisms of the two…

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SEBI directs MIIs to establish SOPs for disciplinary actions against KMPs | Stock Market News

SEBI directs MIIs to establish SOPs for disciplinary actions against KMPs | Stock Market News

TheSpuzz Desk05 mins

Source: Live Mint The Securities and Exchange Board of India (Sebi) has issued new directives for Market Infrastructure Institutions (MIIs) to develop internal Standard Operating Procedures (SOPs) for disciplinary actions against Key Managerial Personnel (KMPs) in case of non-compliance with regulatory requirements and internal guidelines. The SOPs must be approved by the Nomination and Remuneration…

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