Sebi proposes online monitoring framework for stockbroker audits | Stock Market News

Sebi proposes online monitoring framework for stockbroker audits | Stock Market News

Source: Live Mint The Securities and Exchange Board of India (Sebi) has proposed a new online system to improve the monitoring and supervision of stockbrokers’ system audits. This proposal, aimed at enhancing audit quality and accountability, will create a web-based platform for stock exchanges to oversee the system audit process for brokers in real-time. It…

Read More
Securitised Debt Instruments: Sebi wants to roll out THESE changes; invites suggestions | Stock Market News

Securitised Debt Instruments: Sebi wants to roll out THESE changes; invites suggestions | Stock Market News

Source: Live Mint While inviting suggestions from the members of public, Capital markets regulator Securities Exchange Board of India (Sebi) has released a consultation paper on review of issue and listing of debt instruments and security receipts. For those who are unaware, Sebi had set up a working group to review the regulations relating to…

Read More