Strict regulations behind a low number of RIAs in India: Tuhin Kanta Pandey | Stock Market News

Strict regulations behind a low number of RIAs in India: Tuhin Kanta Pandey | Stock Market News

Source: Live Mint High entry barriers and challenges faced by registered investment advisors (RIAs) are among the factors keeping people from taking up the profession in India, said Tuhin Kanta Pandey, chairperson, Securities and Exchange Board of India (Sebi), on Saturday. Though the capital markets regulator has rationalized RIA regulations, the current rules still make…

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Enhanced transparency, optimum regulation, balanced reforms: promises Sebi’s new chief | Stock Market News

Enhanced transparency, optimum regulation, balanced reforms: promises Sebi’s new chief | Stock Market News

Source: Live Mint India’s new securities markets regulator, Tuhin Kanta Pandey, pledged to address the concerns of foreign investors, pursue ‘optimum regulation’, and enhance transparency—only to leave market experts wanting more. Pandey, who took over from Madhabi Puri Buch as the chairperson of the Securities and Exchange Board of India on 1 March, said a…

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SEBI to boost transparency, including on board conflicts, says new chairman Tuhin Kanta Pandey | Stock Market News

SEBI to boost transparency, including on board conflicts, says new chairman Tuhin Kanta Pandey | Stock Market News

Source: Live Mint MUMBAI – India’s markets regulator will improve transparency in its functioning, including by revealing any conflicts of interest of its board members, as a way to build trust, Chairperson Tuhin Kanta Pandey said on Friday. Veteran finance ministry bureaucrat Pandey last week replaced Madhabi Puri Buch as the chief of the Securities…

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SEBI to challenge Mumbai Court’s corruption probe FIR order on ex-Chief Madhabi Puri Buch | Stock Market News

SEBI to challenge Mumbai Court’s corruption probe FIR order on ex-Chief Madhabi Puri Buch | Stock Market News

Source: Live Mint The Securities and Exchanges Board of India (SEBI), on Sunday, March 2, announced that they will initiate appropriate legal action over the corruption court order, which involves an allegation of involvement of SEBI’s ex-Chief Madhabi Puri Buch and five other officials into an irregularity in granting listing permission to a firm, according…

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Tuhin Kanta Pandey appointed new SEBI Chairperson for 3-year term, Finance Secy to succeed Madhabi Puri Buch | Stock Market News

Tuhin Kanta Pandey appointed new SEBI Chairperson for 3-year term, Finance Secy to succeed Madhabi Puri Buch | Stock Market News

Source: Live Mint India’s Finance Secretary, Tuhin Kanta Pandey, has been appointed the 11th chairperson of the capital market regulator, the Securities and Exchange Board of India (SEBI), for a three-year term. The seasoned finance bureaucrat will replace Madhabi Puri Buch as SEBI chief, who will complete her three-year tenure as SEBI’s first woman chairperson…

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Sebi chief Madhabi Puri Buch to appear before Public Accounts Committee tomorrow; here’s why PAC meet is crucial | Stock Market News

Sebi chief Madhabi Puri Buch to appear before Public Accounts Committee tomorrow; here’s why PAC meet is crucial | Stock Market News

Source: Live Mint Sebi chairperson Madhabi Puri Buch will appear before the Public Accounts Committee (PAC) of Parliament on Thursday, reported news agency PTI. The meeting comes after a Bharatiya Janata Party member accused the panel’s chairman and Congress MP KC Venugopal of guiding their actions by political motivations. The agenda for Thursday’s meeting includes…

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