The FinTech Hub
Source: Live Mint Six months ago, Abhishek Kumar received a complaint against his company on SCORES, the online grievance redressal facilitation platform provided by the Securities and Exchange Board of India (Sebi). Strangely, the complaint was against Abhishek Chouhan. Kumar, a registered investment advisor, wrote to Sebi through the SCORES platform that “this complaint is…
Source: Live Mint As we bid farewell to 2024, I can’t help but reflect on how my resolutions for the year panned out. Unlike the usual personal goals, these were ambitious—aimed not at mere mortals but at the capital market regulator itself. Yes, I termed it “A Concerned Investor’s 2024 Agenda for Sebi.” Lofty? Absolutely….
Source: Live Mint MUMBAI : Registered investment advisors (RIAs) can offer all kinds of products, including those not regulated by the Securities and Exchange Board of India (Sebi), and charge fees or receive commissions, said Sebi full-time member Kamlesh Varshney in an interaction with the Association of Registered Investment Advisors (ARIA) on Wednesday. Moreover, he…
