May 12, 2025

RAs

Investment advisers, research analysts get Sebi nod to charge advance fee for up to 1 year: Check details here | Mint

Investment advisers, research analysts get Sebi nod to charge advance fee for up to 1 year: Check details here | Mint

TheSpuzz Desk03 mins

Source: Live Mint Investment advisors (IAs) and research analysts (RAs) can charge their fees in advance for one year instead of three months earlier, the Securities and Exchange Board of India (Sebi) said in a circular. Sebi has received a number of representations regarding the restrictions on advance fees. According to stakeholders, the three-month limitation…

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Why you cannot complain to Sebi about unregistered investment advisors

Why you cannot complain to Sebi about unregistered investment advisors

TheSpuzz Desk06 mins

Source: Live Mint Six months ago, Abhishek Kumar received a complaint against his company on SCORES, the online grievance redressal facilitation platform provided by the Securities and Exchange Board of India (Sebi). Strangely, the complaint was against Abhishek Chouhan. Kumar, a registered investment advisor, wrote to Sebi through the SCORES platform that “this complaint is…

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