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Source: Live Mint The Securities and Exchange Board of India (Sebi) on Wednesday floated a consultation paper, proposing changes to the rules regarding advance fees charged by investment advisers (IAs) and research analysts (RAs). The market regulator’s proposal seeks to reassess the period for which these professionals can collect advance fees from their clients, with…
Source: Live Mint The Securities and Exchange Board of India (Sebi) on Friday issued a circular outlining guidelines on the transfer and transmission of shareholding among immediate relatives and in specific types of intermediary firms, with the aim of streamlining the regulatory process and safeguarding investor interests in the securities market. The circular provides clarity…
Source: Live Mint Recently, the capital markets regulator, Securities and Exchange Board of India, proposed changes to make it easier for individuals to become registered investment advisors (RIA) for individuals looking to get advice on their personal finances. SEBI has done this, presumably, with the objective of encouraging more professionals to seek out the RIA…
Source: Live Mint Regardless of the method, this exercise is crucial, as it leads to a recommended and potentially suitable asset allocation for the client’s long-term investment strategy. Asset allocation is a cornerstone of any robust investment plan. However, the relevance of this exercise diminishes if an investor exclusively seeks equity investments or if the…
