Want assured returns? Do not rely on your investment advisor, Sebi in its latest diktat | Mint

Want assured returns? Do not rely on your investment advisor, Sebi in its latest diktat | Mint

Source: Live Mint Capital markets regulator Securities and Exchange Board of India (Sebi) has released a set of most important terms and conditions which must become the part of the investment advisory agreement between investor and the investment advisor. These important terms and conditions must include a term wherein the invesment advisor must not guarantee…

Read More
Here are Sebi’s new guidelines for independent advisers, research analysts | Stock Market News

Here are Sebi’s new guidelines for independent advisers, research analysts | Stock Market News

Source: Live Mint The market regulator tightened rules for independent advisers and research analysts by imposing deposit requirements and restrictions on the scope of advice to enhance transparency and protect investors. The new guidelines—following the amendment notified on 16 December—aim to reinforce compliance and ensure better segregation of services between independent advisers (IAs) and research…

Read More