Sebi against exuberance, price manipulations in SME listings; board to discuss it soon: WTM Bhatia

Sebi against exuberance, price manipulations in SME listings; board to discuss it soon: WTM Bhatia

Source: Live Mint Mumbai, Dec 17(PTI) Capital markets regulator Sebi wants to prevent exuberance, price manipulations and fraudulent trading practices on the Small and Medium Enterprises exchange, a senior official said on Tuesday. Addressing the India SME Banking Summit here, Whole Time Member Ashwani Bhatia said the regulator’s board will be taking up the issue…

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Sebi’s nod to retail algo trading levels the playing field with institutions

Sebi’s nod to retail algo trading levels the playing field with institutions

Source: Live Mint Open for public feedback until 3 January 2025, the proposal emphasizes inclusivity while reinforcing market integrity through stringent safeguards. Decoding the proposal Sebi’s draft framework outlines key measures to make algo trading accessible yet accountable. Retail investors will be able to participate through brokers, who must obtain exchange approvals for each algorithm…

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Sebi proposes online monitoring framework for stockbroker audits | Stock Market News

Sebi proposes online monitoring framework for stockbroker audits | Stock Market News

Source: Live Mint The Securities and Exchange Board of India (Sebi) has proposed a new online system to improve the monitoring and supervision of stockbrokers’ system audits. This proposal, aimed at enhancing audit quality and accountability, will create a web-based platform for stock exchanges to oversee the system audit process for brokers in real-time. It…

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Securitised Debt Instruments: Sebi wants to roll out THESE changes; invites suggestions | Stock Market News

Securitised Debt Instruments: Sebi wants to roll out THESE changes; invites suggestions | Stock Market News

Source: Live Mint While inviting suggestions from the members of public, Capital markets regulator Securities Exchange Board of India (Sebi) has released a consultation paper on review of issue and listing of debt instruments and security receipts. For those who are unaware, Sebi had set up a working group to review the regulations relating to…

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